Strategies

Investment
Ready.

Investment Ready.

Managed Accounts

Our managed account solutions seek to provide you with direct ownership of the underlying securities which can offer several features, including transparency, customization and greater tax efficiency.

TAXABLE FIXED INCOME

Strategy

Portfolio Manager

Objective

Investment Type

Benchmark

Duration Limits

Short Government/Government Only

Chris Harms
Pramila Agrawal, PhD, CFA

Seeks to provide high quality exposure in short duration US Treasury and government sectors

Government Bonds

Bloomberg Barclays US Government 1-3 Year Index/ Bloomberg Barclays US Government Index

+/- 0.5 year relative to the index

Government/Credit

Chris Harms
Pramila Agrawal, PhD, CFA

Seeks to outperform the Bloomberg Barclays US Government/Credit Index gross of fees over a 3-5 year market cycle

Government Bonds, Corporate Bonds

Bloomberg Barclays US Government/Credit Index

+/- 1 year relative to the index

Intermediate Duration Fixed Income

Chris Harms
Cliff Rowe, CFA
Dan Conklin, CFA

Seeks to outperform the Bloomberg Barclays US Intermediate Government/Credit Index gross of fees over a 3-5 year market cycle

Government Bonds, Corporate Bonds

Bloomberg Barclays US Intermediate Government/Credit Index

+/- 1 year relative to the index

Core Fixed Income
(with or without funds)

Chris Harms
Cliff Rowe, CFA
Dan Conklin, CFA

Seeks to outperform the Bloomberg Barclays US Aggregate Index gross of fees, over a 3-5 year market cycle

Government Bonds, Corporate Bonds, Mortgage Bonds, Asset-Backed Securities

Bloomberg Barclays US Aggregate Index

+/- 1 year relative to the index

Core Total Return
(with funds)

Chris Harms
Cliff Rowe, CFA
Dan Conklin, CFA

Seeks to outperform the Bloomberg Barclays US Aggregate Index gross of fees, over a 3-5 year market cycle

Government Bonds, Corporate Bonds, Mortgage Bonds, Asset-Backed Securities

Bloomberg Barclays US Aggregate Index

+/- 1 year relative to the index

Core Plus Bond
(with funds)

Peter Palfrey, CFA
Rick Raczkowski

Seeks to outperform the Bloomberg Barclays US Aggregate Index gross of fees, over a 3-5 year market cycle

Government Bonds, Corporate Bonds, Mortgage Bonds, Asset-Backed Securities

Bloomberg Barclays US Aggregate Index

+/- 2 years relative to the index

Investment Grade Bond
(with funds)

Matt Eagan, CFA
Elaine Stokes
Brian Kennedy

Seeks to outperform the Bloomberg Barclays US Government/Credit Index

Government Bonds, Corporate Bonds, Mortgage Bonds, Asset-Backed Securities

Bloomberg Barclays US Government/Credit Index

+/- 3 years relative to the index

Credit Income
(with funds)

Matt Eagan, CFA
Elaine Stokes
Brian Kennedy

Seeks to outperform the Bloomberg Barclays US Credit Index

Government Bonds, Corporate Bonds, Mortgage Bonds, Asset-Backed Securities

Bloomberg Barclays US Credit Index

No Stated Limit

Core Total Return Managed Account

Chris Harms
Cliff Rowe, CFA
Dan Conklin, CFA

Seeks to outperform the Bloomberg US Aggregate Index while maintaining a benchmark-aware risk return objective

Government Bonds, Corporate Bonds, Mortgage Bonds, Asset-Backed Securities

Bloomberg US Aggregate Index

+/- 2 years relative to the index

Core Fixed Income with Securitized Asset Fund Managed Account

Chris Harms
Cliff Rowe, CFA
Dan Conklin, CFA

Seeks to outperform the Bloomberg US Aggregate Index while maintaining a benchmark-aware risk return objective

Government Bonds, Corporate Bonds, Mortgage Bonds, Asset-Backed Securities

Bloomberg US Aggregate Index

+/- 1 year (typically within +/- 0.25 year) relative to the index

There is no guarantee that the investment objective will be realized or that the strategy will generate positive or excess return.

TAX-EXEMPT FIXED INCOME

Strategy

Portfolio Manager

Objective

Investment Type

Benchmark

Duration Limits

Intermediate Municipal

Dawn Mangerson
Pramila Agarwal, PhD, CFA

Seeks to provide capital stability, tax-free income, and low to moderate interest rate volatility

Municipal Bonds

Bloomberg Barclays Managed Money Short / Intermediate Bond Index

+/- 1 year relative to the index

Medium Municipal

Dawn Mangerson
Pramila Agarwal, PhD, CFA

Seeks to provide a high level of tax-free income, after-tax return and a lower level of price volatility than long-term bonds

Municipal Bonds

Bloomberg Barclays Managed Money Intermediate Bond Index

+/- 1 year relative to the index

National Intermediate Municipal Bond

Dawn Mangerson
Pramila Agarwal, PhD, CFA

Seeks to provide capital stability, tax-free income, and low to moderate interest rate volatility

Municipal Bonds

Bloomberg Managed Money Short/Intermediate Bond Index

+/- 1 year relative to the index

National Medium Municipal Bond

Dawn Mangerson
Pramila Agarwal, PhD, CFA

Seeks to provide a high level of tax-free income, after-tax return, and a lower level of price volatility than long-term bonds

Municipal Bonds

Bloomberg Managed Money Intermediate Bond Index

+/- 1 year relative to the index

There is no guarantee that the investment objective will be realized or that the strategy will generate positive or excess return.

This material is not intended to provide tax, legal, insurance, or investment advice. Please seek appropriate professional expertise for your needs.

EQUITY

Strategy

Portfolio Manager

Objective

Asset Class

Benchmark

Typical Number of Holdings

Turnover

Non-US

Sector

Large Cap Growth

Aziz Hamzaogullari, CFA

Seeks to produce long-term, excess returns vs. the Russell 1000 Growth Index on a risk-adjusted basis over a full market cycle (at least 5 years) through bottom-up stock selection

Large Cap Growth Equity

Russell 1000 Growth

30-40

0-25% annualized

Up to 20% ADRs

Up to 10% of market value in any one sector or up to 2x the percentage weightings of any one sector as compared to S&P 500 sector weights or Russell 1000 Growth sector weights (GICS defined), whichever is higher at time of purchase. At any given time, sector exposure may be zero.

Global Growth

Aziz Hamzaogullari, CFA

Seeks to produce long-term excess returns vs. the MSCI ACWI Index on a risk-adjusted basis over a full market cycle (at least 5 years) through bottom-up stock selection

Global/All Cap Growth Equity

MSCI ACWI
MSCI ACWI Growth
(Secondary)

30-45

0-25% annualized

40-70% Intl exposure, including up to 30% EM exposure

Up to 3x the percentage weightings of any one sector as compared to MSCI ACWI sector weights or MSCI ACWI Growth sector weights (GICS defined), whichever is higher at time of purchase. At any given time, sector exposure may be zero.

International Growth

Aziz Hamzaogullari, CFA

Seeks to produce long-term excess returns vs. the MSCI ACWI ex-USA Index on a risk-adjusted basis over a full market cycle (at least 5 years) through bottom-up stock selection

International/All Cap Growth Equity

MSCI ACWI ex-USA
MSCI ACWI ex-USA Growth
(Secondary)

30-45

0-25% annualized

80%-100%

Up to 3x the percentage weightings of any one sector as compared to MSCI ACWI sector weights or MSCI ACWI Growth sector weights (GICS defined), whichever is higher at time of purchase. At any given time, sector exposure may be zero.

SMID Core

Joe Gatz, CFA
Jeff Schwartz, CFA

Seeks to generate consistent, long-term investment performance superior to the Russell 2500 Index and appropriate peer groups

SMID Core

Russell 2500

65-90

20%-40% annualized

Up to 20% in non-US issuers

Sector guidelines: typical range is +/- 50% for benchmark sectors over 10%.

There is no guarantee that the investment objective will be realized or that the strategy will generate positive or excess return.

Custom Managed Accounts

Custom Income Strategies

  • We also offer solutions for private accounts through our Custom Income Strategies (CIS) team, dedicated to managing customized complex accounts.
  • CIS partners with the investment team to actively manage portfolios and asset allocation based on objectives and guidelines.
  • Our framework for outcome-oriented investing can offer exposure to different fixed income asset classes based on risk tolerance and time horizon.

Contact Us Today

Joshua Bogen, CFA ESG
Joshua Bogen, CFA ESG
VP, Intermediary Distribution
Jessica Hill
Jessica Hill
VP, Intermediary Distribution
Andrew Scheirer
Andrew Scheirer
VP, Associate Client Portfolio Specialist

ABOUT RISK

Fixed income securities may carry one or more of the following risks: credit, interest rate (as interest rates rise bond prices usually fall), inflation and liquidity. Below investment grade fixed income securities may be subject to greater risks (including the risk of default) than other fixed income securities. Inflation protected securities move with the rate of inflation and carry the risk that in deflationary conditions (when inflation is negative) the value of the bond may decrease. Derivatives involve risk of loss and may entail additional risks. Because derivatives depend on the performance of an underlying asset, they can be highly volatile and are subject to market and credit risks. Foreign securities may involve heightened risk due to currency fluctuations. Additionally, they may be subject to greater political, economic, environmental, credit, and information risks. Foreign securities may be subject to higher volatility than U.S. securities, due to varying degrees of regulation and limited liquidity. Currency exchange rates between the U.S. dollar and foreign currencies may cause the value of the fund’s investments to decline. Commodity-related investments, including derivatives, may be affected by a number of factors including commodity prices, world events, import controls, and economic conditions and therefore may involve substantial risk of loss. Mortgage-related and asset-backed securities are subject to the risks of the mortgages and assets underlying the securities. Other related risks include prepayment risk, which is the risk that the securities may be prepaid, potentially resulting in the reinvestment of the prepaid amounts into securities with lower yields. Frequent trading by the Fund increases transaction costs. Higher trading costs and the tax effects associated with frequent trading may reduce fund returns. US government agency securities are not insured, and may not be guaranteed by the US government. Futures contracts involve a high degree of risk and may result in potentially unlimited losses. Foreign and emerging market securities may be subject to greater political, economic, environmental, credit, currency and information risks. Foreign securities may be subject to higher volatility than U.S. securities, due to varying degrees of regulation and limited liquidity. These risks are magnified in emerging markets. Non-diversified funds invest a greater portion of assets in fewer securities and therefore may be more vulnerable to adverse changes in the market. Short exposures using derivatives may present various risks. If the value of the asset, asset class or index on which the Fund holds short investment exposure increases, the Fund will incur a loss. The potential risk of loss from a short exposure is theoretically unlimited, and there can be no assurance that securities necessary to cover a short position will be available for purchase. Equity securities are volatile and can decline significantly in response to broad market and economic conditions. Municipal Securities Municipal markets may be volatile and can be significantly affected by adverse tax, legislative or political changes and the financial condition of the issuers of municipal securities.

ADDITIONAL NOTES

Past performance is no guarantee of future results.

There is no guarantee that the investment objectives will be realized or that the strategies will generate positive or excess return.

All figures are approximate and apply under normal market conditions. They are based on guidelines that are subject to change. Investing involves risk including possible loss of principal. Any investment that has the possibility for profits also has the possibility of losses, including loss of principal. Although the Investment Manager actively seeks to manage risk for a targeted level, there is no guarantee that the portfolios will be able to maintain their targeted risk levels. This is not an offer of, or a solicitation of an offer for, any investment strategy or product. This material is not intended to provide tax, legal, insurance, or investment advice. Please seek appropriate professional expertise for your needs.

Loomis, Sayles & Co., L.P. (“Loomis Sayles”) acts as a discretionary investment manager or non-discretionary model provider in a variety of separately managed account or wrap fee programs (each, an “SMA Program”) sponsored by a third party investment adviser, broker-dealer or other financial services firm (a “Sponsor”). When acting as a discretionary investment manager, Loomis Sayles is responsible for implementing trades in SMA Program accounts. When acting as a non-discretionary model provider, Loomis Sayles’ responsibility is limited to providing non-discretionary investment recommendations (in the form of a model portfolio) to the SMA Program Sponsor or overlay manager, and the Sponsor or overlay manager may utilize such recommendations in connection with its management of its clients’ SMA Program accounts. In such “model-based” SMA Programs (“Model-Based Programs”), it is the Sponsor or overlay manager, and not Loomis Sayles, which serves as the investment manager to, and has trade implementation responsibility for, the Model-Based Program accounts, and may customize each client account according to the reasonable restrictions or customization that a client may request.

For more information on the managed accounts shown, please ask for a complete and current presentation.

Custom | Income and Custom | Alpha are a trademark of Loomis, Sayles & Company, L.P. registered with the US Patent and Trademark Office.

LS Loomis | Sayles is a trademark of Loomis, Sayles & Company, L.P. registered in the US Patent and Trademark Office.

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